Transmission Owner – Actively Monitored Standards

Below is a summary of NERC standards being actively monitored for a Transmission Owner (TO).

This summary is being provided to you as a courtesy. Texas Reliability Entity, Inc. (Texas RE) recommends that you refer to the 2010 Compliance Monitoring and Enforcement Program Requirements (CMEP) Spreadsheet on the NERC Web site for the complete set of standards and requirements that are actively monitored. To find the spreadsheet, go to Compliance, then Resources. Select Resource Documents on the left navigation bar. From the list, select 2010 Actively Monitored Reliability Standards.

To find the NERC Reliability Standards, visit Reliability Standards on the NERC site.

To find the Texas RE implementation plan for its NERC CMEP program, please visit the Compliance page.

Key:

Compliance Audit

Self-Certification

Planned Spot Check

Exception Reporting

Requirement

Critical Infrastructure Protection
CIP-002-1	Critical Cyber Asset Identification	R1., R1.1., R1.2., R1.2.1., R1.2.2., R1.2.3., R1.2.4., R1.2.5., R1.2.6., R1.2.7., R2., R3., R3.1., R3.2., R3.3., R4. See Implementation Table
CIP-003-1	Security Management Controls	R1., R1.1., R1.2., R1.3., R2., R2.1., R2.2., R2.3., R3., R3.1., R3.2., R3.3., R4., R4.1., R4.2., R4.3., R5., R5.1., R5.1.1., R5.1.2., R5.2., R5.3., R6. See Implementation Table
CIP-004-1	Personnel & Training	R1., R2., R2.1., R2.2., R2.2.1., R2.2.2., R2.2.3., R2.2.4., R2.3., R3., R3.1., R3.2., R3.3., R4., R4.1., R4.2. See Implementation Table
CIP-005-1	Electronic Security Perimeter(s)	R1., R1.1., R1.2., R1.3., R1.4., R1.5., R1.6., R2., R2.1., R2.2., R2.3., R2.4., R2.5., R2.5.1., R2.5.2., R2.5.3., R2.5.4., R2.6., R3., R3.1., R3.2., R4., R4.1., R4.2., R4.3., R4.4., R4.5., R5., R5.1., R5.2., R5.3. See Implementation Table
CIP-006-1	Physical Security of Critical Cyber Assets	R1., R1.1., R1.2., R1.3., R1.4., R1.5., R1.6., R1.7., R1.8., R1.9., R2., R2.1., R2.2., R2.3., R2.4., R3., R3.1., R3.2., R4., R4.1., R4.2., R4.3., R5., R6., R6.1., R6.2., R6.3. See Implementation Table
CIP-007-1	Systems Security Management	R1., R1.1., R1.2., R1.3., R2., R2.1., R2.2., R2.3., R3., R3.1., R3.2., R4., R4.1., R4.2., R5., R5.1., R5.1.1., R5.1.2., R5.1.3., R5.2., R5.2.1., R5.2.2., R5.2.3., R5.3., R5.3.1., R5.3.2., R5.3.3., R6., R6.1., R6.2., R6.3., R6.4., R6.5., R7., R7.1., R7.2., R7.3., R8., R8.1., R8.2., R8.3., R8.4., R9. See Implementation Table
CIP-008-1	Incident Reporting and Response Planning	R1., R1.1., R1.2., R1.3., R1.4., R1.5., R1.6., R2. See Implementation Table
CIP-009-1	Recovery Plans for Critical Cyber Assets	R1., R1.1., R1.2., R2., R3., R4., R5. See Implementation Table

Facilities Design, Connections, and Maintenance
FAC-001-0	Facility Connection Requirements	R1., R1.1., R1.2., R1.3., R2., R2.1., R2.1.1., R2.1.10., R2.1.11., R2.1.12., R2.1.13., R2.1.14., R2.1.15., R2.1.16., R2.1.2., R2.1.3., R2.1.4., R2.1.5., R2.1.6., R2.1.7., R2.1.8., R2.1.9., R3.
FAC-002-0	Coordination of Plans For New Generation, Transmission, and End-User	R1.4., R1.5., R2., R1., R1.1., R1.2., R1.3.
FAC-003-1 Annual Periodic Data Submittals	Transmission Vegetation Management Program	R1., R1.1., R1.2., R1.2.1., R1.2.2., R1.2.2.1., R1.2.2.2., R1.3., R1.4., R1.5., R2., R3., R3.1., R3.2., R3.3., R3.4., R3.4.1., R3.4.2., R3.4.3.
FAC-008-1	Facility Ratings Methodology	R1., R1.1., R1.2., R1.2.1., R1.2.2., R1.3., R1.3.1., R1.3.2., R1.3.3., R1.3.4., R1.3.5., R2., R3.
FAC-009-1	Establish and Communicate Facility Ratings	R1., R2.

Interconnection Reliability Operations and Coordination
IRO-004-1	Reliability Coordination - Operations Planning	R4.

Modeling, Data, and Analysis
MOD-010-0 Annual Periodic Data Submittals	Steady-State Data for Modeling and Simulation of the Interconnected Transmission System	R1., R2.
MOD-012-0  Annual Periodic Data Submittals	Dynamics Data for Modeling and Simulation of the Interconnected Transmission System	R1., R2.

Protection and Control
PRC-004-1	Analysis and Mitigation of Transmission and Generation Protection System Misoperations	R1., R3.
PRC-005-1	Transmission and Generation Protection System Maintenance and Testing	R1., R1.1., R1.2., R2., R2.1., R2.2.
PRC-007-0	Assuring Consistency of Entity Underfrequency Load Shedding Programs	R1., R2., R3.
PRC-008-0	Implementation and Documentation of Underfrequency Load Shedding Equipment Maintenance Program	R1., R2.
PRC-009-0	Analysis and Documentation of Underfrequency Load Shedding Performance Following an Underfrequency Event	R1., R1.1., R1.2., R1.3., R1.4., R2.
PRC-010-0	Technical Assessment of the Design and Effectiveness of Undervoltage Load Shedding Program	R1., R1.1., R1.1.1., R1.1.2., R1.1.3., R2.
PRC-011-0	Undervoltage Load Shedding System Maintenance and Testing	R1., R1.1., R1.1.1., R1.1.2., R1.1.3., R1.1.4., R1.2., R1.3., R1.4., R1.5., R1.6., R2.
PRC-015-0	Special Protection System Data and Documentation	R1., R2., R3.
PRC-016-0.1	Special Protection System Misoperations	R1., R2., R3.
PRC-017-0	Special Protection System Maintenance and Testing	R1., R1.1., R1.1.1., R1.1.2., R1.1.3., R1.1.4., R1.2., R1.3., R1.4., R1.5., R1.6., R2.
PRC-018-1	Disturbance Monitoring Equipment Installation and Data Reporting	R1., R1.1., R1.2., R2., R3., R3.1., R3.2., R3.3., R3.4., R3.5., R3.6., R3.7., R3.8., R4., R5., R6., R6.1., R6.2.
PRC-021-1 Annual Periodic Data Submittals	Under-Voltage Load Shedding Program Data	R1., R1.1., R1.2., R1.3., R1.4., R1.5., R2.