Load Serving Entity – Actively Monitored Standards

Below is a summary of NERC standards being actively monitored for a Load Serving Entity (LSE).

This summary is being provided to you as a courtesy. Texas Reliabilty Entity, Inc. (Texas RE) recommends that you refer to the 2010 Compliance Monitoring and Enforcement Program Requirements (CMEP) Spreadsheet on the NERC Web site for the complete set of standards and requirements that are actively monitored. To find the spreadsheet, go to Compliance, then Resources. Select Resource Documents on the left navigation bar. From the list, select 2010 Actively Monitored Reliability Standards.

To find the NERC Reliability Standards, visit Reliability Standards on the NERC site.

To find the Texas RE implementation plan for its NERC CMEP program, please visit the Compliance page.

Key:

Compliance Audit

Self-Certification

Planned Spot Check

Exception Reporting

Requirement

Critical Infrastructure Protection
CIP-001-1	Sabotage Reporting	R1., R2., R3., R4.
CIP-002-1	Critical Cyber Asset Identification	R1., R1.1., R1.2., R1.2.1., R1.2.2., R1.2.3., R1.2.4., R1.2.5., R1.2.6., R1.2.7., R2., R3., R3.1., R3.2., R3.3., R4. See Implementation Table
CIP-003-1	Security Management Controls	R1., R1.1., R1.2., R1.3., R2., R2.1., R2.2., R2.3., R3., R3.1., R3.2., R3.3., R4., R4.1., R4.2., R4.3., R5., R5.1., R5.1.1., R5.1.2., R5.2., R5.3., R6. See Implementation Table
CIP-004-1	Personnel & Training	R1., R2., R2.1., R2.2., R2.2.1., R2.2.2., R2.2.3., R2.2.4., R2.3., R3., R3.1., R3.2., R3.3., R4., R4.1., R4.2. See Implementation Table
CIP-005-1	Electronic Security Perimeter(s)	R1., R1.1., R1.2., R1.3., R1.4., R1.5., R1.6., R2., R2.1., R2.2., R2.3., R2.4., R2.5., R2.5.1., R2.5.2., R2.5.3., R2.5.4., R2.6., R3., R3.1., R3.2., R4., R4.1., R4.2., R4.3., R4.4., R4.5., R5., R5.1., R5.2., R5.3. See Implementation Table
CIP-006-1	Physical Security of Critical Cyber Assets	R1., R1.1., R1.2., R1.3., R1.4., R1.5., R1.6., R1.7., R1.8., R1.9., R2., R2.1., R2.2., R2.3., R2.4., R3., R3.1., R3.2., R4., R4.1., R4.2., R4.3., R5., R6., R6.1., R6.2., R6.3. See Implementation Table
CIP-007-1	Systems Security Management	R1., R1.1., R1.2., R1.3., R2., R2.1., R2.2., R2.3., R3., R3.1., R3.2., R4., R4.1., R4.2., R5., R5.1., R5.1.1., R5.1.2., R5.1.3., R5.2., R5.2.1., R5.2.2., R5.2.3., R5.3., R5.3.1., R5.3.2., R5.3.3., R6., R6.1., R6.2., R6.3., R6.4., R6.5., R7., R7.1., R7.2., R7.3., R8., R8.1., R8.2., R8.3., R8.4., R9. See Implementation Table
CIP-008-1	Incident Reporting and Response Planning	R1., R1.1., R1.2., R1.3., R1.4., R1.5., R1.6., R2. See Implementation Table
CIP-009-1	Recovery Plans for Critical Cyber Assets	R1., R1.1., R1.2., R2., R3., R4., R5. See Implementation Table

Emergency Preparedness and Operations
EOP-002-2.1	Capacity and Energy Emergencies	R9., R9.1.
EOP-004-1	Disturbance Reporting	R2., R3., R3.1., R3.2., R3.3., R3.4.

Facilities Design, Connections, and Maintenance
FAC-002-0	Coordination of Plans For New Generation, Transmission, and End-User	R1.4., R1.5., R2., R1., R1.1., R1.2., R1.3.

Interconnection Reliability Operations and Coordination
IRO-001-1.1	Reliability Coordination - Responsibilities and Authorities	R8.
IRO-004-1	Reliability Coordination - Operations Planning	R4.
IRO-005-2	Reliability Coordination - Current-Day Operations	R13.

Protection and Control
PRC-007-0	Assuring Consistency of Entity Underfrequency Load Shedding Programs	R2.
PRC-009-0	Analysis and Documentation of Underfrequency Load Shedding Performance Following an Underfrequency Event	R1., R1.1., R1.2., R1.3., R1.4., R2.
PRC-010-0	Technical Assessment of the Design and Effectiveness of Undervoltage Load Shedding Program	R1., R1.1., R1.1.1., R1.1.2., R1.1.3., R2.
PRC-022-1	Under-Voltage Load Shedding Program Performance	R1., R1.1., R1.2., R1.3., R1.4., R1.5., R2.

Transmission Operations
TOP-001-1	Reliability Responsibilities and Authorities	R4.
TOP-002-2	Normal Operations Planning	R3., R18.