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Generator Operator Audit Information

Certain North American Electric Reliability Corporation (NERC) Reliability Standards are selected for inclusion in compliance audits based on risk to the reliability of the bulk-power system. Below are Reliability Standards Audit Worksheets (RSAWs) that Texas Reliability Entity, Inc. (Texas RE) uses for compliance audits of NERC-registered Generator Operators (GOPs).

Texas RE provides these RSAWs for use by GOPs in preparing for audits as well as creating a culture of compliance. Texas RE will provide these RSAWs to a GOP prior to an audit and expect the GOP to provide the requested information as well as the documentation verifying compliance.

DOCUMENTS
Compliance Questionnaire and RSAW - BAL-005 - Automatic Generation Control
(Mar 30, 2011 , .doc, 289 KB)

Compliance Questionnaire and RSAW - CIP-001 - Sabotage Reporting
(Mar 30, 2011 , .doc, 147 KB)

Compliance Questionnaire and RSAW - CIP-002 - Cyber Security - Critical Cyber Asset Identification
(Mar 30, 2011 , .doc, 188 KB)

Compliance Questionnaire and RSAW - CIP-003 - Cyber Security - Security Management Controls
(Mar 30, 2011 , .doc, 213 KB)

Compliance Questionnaire and RSAW - CIP-004 - Cyber Security - Personnel and Training
(Mar 30, 2011 , .doc, 178 KB)

Compliance Questionnaire and RSAW - CIP-005 - Cyber Security - Electronic Security Permiter(s)
(Mar 30, 2011 , .doc, 204 KB)

Compliance Questionnaire and RSAW - CIP-006 - Cyber Security - Physical Security of Critical Cyber Assets
(Mar 30, 2011 , .doc, 247 KB)

Compliance Questionnaire and RSAW - CIP-007 - Cyber Security - Systems Security Management
(Mar 30, 2011 , .doc, 259 KB)

Compliance Questionnaire and RSAW - CIP-008 - Cyber Security - Incident Reporting and Response Planning
(Mar 30, 2011 , .doc, 140 KB)

Compliance Questionnaire and RSAW - CIP-009 - Cyber Security - Recover Plans for Critical Cyber Assets
(Mar 30, 2011 , .doc, 175 KB)

Compliance Questionnaire and RSAW - COM-002 - Communications and Coordination
(Mar 30, 2011 , .doc, 101 KB)

Compliance Questionnaire and RSAW - EOP-004 - Disturbance Reporting
(Mar 30, 2011 , .doc, 137 KB)

Compliance Questionnaire and RSAW - EOP-009 - Documentation of Blackstart Generating Unit Test Results
(Mar 30, 2011 , .doc, 100 KB)

Compliance Questionnaire and RSAW - IRO-001 - Reliability Coordination - Responsibilities and Authorities
(Mar 30, 2011 , .doc, 191 KB)

Compliance Questionnaire and RSAW - IRO-004 - Reliability Coordination - Operations Planning
(Mar 30, 2011 , .doc, 162 KB)

Compliance Questionnaire and RSAW - IRO-005 - Reliability Coordination - Current-Day Operations
(Mar 30, 2011 , .doc, 294 KB)

Compliance Questionnaire and RSAW - NUC-001 - Nuclear Plant Interface Coordination
(Mar 30, 2011 , .doc, 198 KB)

Compliance Questionnaire and RSAW - PRC-001 - System Protection Coodination
(Mar 30, 2011 , .doc, 154 KB)

Compliance Questionnaire and RSAW - TOP-001 - Reliability Responsibilities and Authorities
(Mar 30, 2011 , .doc, 177 KB)

Compliance Questionnaire and RSAW - TOP-002 - Normal Operations Planning
(Mar 30, 2011 , .doc, 311 KB)

Compliance Questionnaire and RSAW - TOP-003 - Planned Outage Coordination
(Mar 30, 2011 , .doc, 131 KB)

Compliance Questionnaire and RSAW - TOP-006 - Monitoring System Conditions
(Mar 30, 2011 , .doc, 160 KB)

Compliance Questionnaire and RSAW - VAR-002 - Generator Operation for Maintaining Network Voltage Schedules
(Mar 30, 2011 , .doc, 156 KB)
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