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Generator Owner Audit Information

Certain North American Electric Reliability Corporation (NERC) Reliability Standards are selected for inclusion in compliance audits based on risk to the reliability of the bulk-power system. Below are Reliability Standards Audit Worksheets (RSAWs) that Texas Reliability Entity, Inc. (Texas RE) uses for compliance audits of NERC-registered Generator Owners (GOs).

Texas RE provides these RSAWs for use by GOs in preparing for audits as well as creating a culture of compliance. Texas RE will provide these RSAWs to a GO prior to an audit and expect the GO to provide the requested information as well as the documentation verifying compliance.

DOCUMENTS
Compliance Questionnaire and RSAW - CIP-002 - Cyber Security - Critical Cyber Asset Identification
(Mar 30, 2011 , .doc, 188 KB)

Compliance Questionnaire and RSAW - CIP-003 - Cyber Security - Security Management Controls
(Mar 30, 2011 , .doc, 213 KB)

Compliance Questionnaire and RSAW - CIP-004 - Cyber Security - Personnel and Training
(Mar 30, 2011 , .doc, 178 KB)

Compliance Questionnaire and RSAW - CIP-005 - Cyber Security - Electronic Security Permiter(s)
(Mar 30, 2011 , .doc, 204 KB)

Compliance Questionnaire and RSAW - CIP-006 - Cyber Security - Physical Security of Critical Cyber Assets
(Mar 30, 2011 , .doc, 247 KB)

Compliance Questionnaire and RSAW - CIP-007 - Cyber Security - Systems Security Management
(Mar 30, 2011 , .doc, 259 KB)

Compliance Questionnaire and RSAW - CIP-008 - Cyber Security - Incident Reporting and Response Planning
(Mar 30, 2011 , .doc, 140 KB)

Compliance Questionnaire and RSAW - CIP-009 - Cyber Security - Recover Plans for Critical Cyber Assets
(Mar 30, 2011 , .doc, 175 KB)

Compliance Questionnaire and RSAW - EOP-009 - Documentation of Blackstart Generating Unit Test Results
(Mar 30, 2011 , .doc, 100 KB)

Compliance Questionnaire and RSAW - FAC-002 - Coordination of Plan for New Generation, Transmission and End-User
(Mar 30, 2011 , .doc, 99 KB)

Compliance Questionnaire and RSAW - FAC-008 - Facility Ratings Methodology
(Mar 30, 2011 , .doc, 113 KB)

Compliance Questionnaire and RSAW - FAC-009 - Establish and Communicate Facility Ratings
(Mar 30, 2011 , .doc, 95 KB)

Compliance Questionnaire and RSAW - IRO-004 - Reliability Coordination - Operations Planning
(Mar 30, 2011 , .doc, 162 KB)

Compliance Questionnaire and RSAW - NUC-001 - Nuclear Plant Interface Coordination
(Mar 30, 2011 , .doc, 198 KB)

Compliance Questionnaire and RSAW - PRC-004 - Analysis and Mitigation of Transmission and Generation Protection System Misoperations
(Mar 30, 2011 , .doc, 102 KB)

Compliance Questionnaire and RSAW - PRC-005 - Transmission and Generation Protection System Maintenance and Testing
(Mar 30, 2011 , .doc, 101 KB)

Compliance Questionnaire and RSAW - PRC-015 - Special Protection System Data and Documentation
(Mar 30, 2011 , .doc, 104 KB)

Compliance Questionnaire and RSAW - PRC-016 - Special Protection System Misoperations
(Mar 30, 2011 , .doc, 117 KB)

Compliance Questionnaire and RSAW - PRC-017 - Special Protection Systems Maintenance and Testing
(Mar 30, 2011 , .doc, 101 KB)

Compliance Questionnaire and RSAW - PRC-018 - Disturbance Monitoring Equipment Installation and Data Reporting
(Mar 30, 2011 , .doc, 144 KB)

Compliance Questionnaire and RSAW - PRC-023 - Transmission Relay Loadability
(Mar 30, 2011 , .doc, 122 KB)

Compliance Questionnaire and RSAW - VAR-002 - Generator Operation for Maintaining Network Voltage Schedules
(Mar 30, 2011 , .doc, 156 KB)
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